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The advisor tricked investors into thinking they would get their money back, with a return, in four to eight years, but they haven't seen a penny returned, the Massachusetts regulator claimed.
February 15
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The regulator outlined the top priorities for 2018 examinations.
January 8
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It’s a common practice but a dangerous one.
December 12
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A 75-year-old widowed retiree allegedly lost nearly half of her $3 million investment in the scheme.
November 15
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Bernard Parker spent his client's money on his home, car and father-in-law’s bills, according to federal prosecutors.
October 18 -
Offering a prepaid, monitored debit card gives True Link an edge in elderly retirement advice space.
October 17
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The advisor targeted clients he obtained at Social Security seminars, according to prosecutors.
September 26 -
The broker persuaded clients to write checks payable to him, the regulator claims.
September 1
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The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.
August 16
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Family dynamics can muddy an otherwise clear situation.
July 5
