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The new fund tracks the S&P 500 Dividend Aristocrats Index.
April 17 -
The commission's new risk alert focuses on fees and expenses and amplifies its focus on disclosures and compensation structures.
April 13 -
The new fee system will impact more than 800,000 customers.
April 11 -
The continued ascendancy of low-cost passive funds puts pressure on compensation overall, particularly in active management.
April 9 -
The technology is there, efficiencies are multiplying and the incentives are huge. So, why is the general mood so grim?
March 26 -
Commission officials put the industry on notice about self-reporting: financial advisors must comply or face harsh punishments.
February 28 -
The firm reported $33.9 billion in redemptions from active funds over the last year.
February 26 -
Investors are increasingly focused on fees, and the problem for Wall Street is that there’s nothing it can do that Vanguard can’t do more cheaply.
January 31
Unison Advisors -
The bank’s asset management business merged teams overseeing fundamental U.S. equity value and growth strategies.
January 30 -
Advisors at Fidelity, Schwab and other large discount brokerage firms make more money if they steer clients toward more expensive products.
January 16 -
The challenge for Tim Buckley isn’t just managing growth. It’s ensuring they can keep investors’ feet on the ground.
January 16 -
The new tax law is expected to drive more money into investment products and push stock and bond prices even higher, says CEO Laurence Fink.
January 12 -
For the first time, fund managers must disclose a breakdown of their fees to banks, insurers and other distributors.
January 3 -
Comparing trading prices alone may not be enough.
December 14
Trust Company of America -
Investing fees have fallen for the past few years and there may be no end in sight.
December 14 -
The regulator charged the firm and its owner with fraud in a case centered on commissions and 12b-1 fees.
December 12 -
Robo-advisors, micro-investing are making the old ways of doing business obsolete.
December 8
Simon-Kucher & Partners -
Rising technology costs and increased fee pressure are working against the industry, research shows.
December 6 -
More deals are expected in a post-DoL world, Schwab executives say.
December 4 -
Dec. 4: The asset management and wealth management space posted 35 deals worth $2.4 billion in total activity in the third quarter.
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