Fiduciary standard

When the board's new Code and Standards take effect in October, fee-only advisors will be expected to step up their compliance operations.

As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.

Without advisor buy-in, scale can't be achieved, the tech executive says.

The proposed rule will need substantial revisions before it wins the support of the commission's sole Democrat.

While seeking input on how to better nationally integrate operations, the FPA has scrapped the idea of wrapping all chapters into a single legal entity — for now.

The move suggests that the SEC’s proposed Regulation Best Interest isn’t strong enough for some.

After 30 years and a monster merger with Financial Engines, the firm is doubling down on its AUM fee structure.

Advisors need to be willing to take a financial hit for clients

Advisors and trade groups resist a patchwork of regulations, saying it would limit consumer choice and increase firms’ expenses.

Warnings from the brokerage sector as Nevada advances a uniform fiduciary rule have a familiar ring.