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The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.
September 7
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The defendants profited more than $3 million by trading before and after mergers and acquisitions were announced, according to U.S. prosecutors.
September 6
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The broker persuaded clients to write checks payable to him, the regulator claims.
September 1
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The firm allegedly profited $14 million by fabricating performance records.
September 1
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Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.
September 1
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David Bahnsen told the president that that Milken’s prosecution was a result of “a period of class envy run amok.”
August 30
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The one-time radio host allegedly spent client funds on a $1.45 million on a luxury suite at AT&T stadium, where the Dallas Cowboys play.
August 28 -
The case marks the firm’s second in a month, but its special investigations unit helped crack it.
August 25
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The RIA rep fabricated account statements and used forged letterheads as part of the deception, investigators say.
August 23
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William Michael Jordan, who co-founded a popular all-woman rideshare service in Southern California, agrees to industry bar.
August 17
