Fraud
Fraud
-
The advisor used the money on cars and gambling in the latest Ponzi-like scheme, investigators say.
September 7 -
The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.
September 7 -
Attorneys are preparing written objections to the settlement, which they may file in the next 15 to 30 days.
September 5 -
The broker persuaded clients to write checks payable to him, the regulator claims.
September 1 -
The firm allegedly profited $14 million by fabricating performance records.
September 1 -
Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.
September 1 -
David Bahnsen told the president that that Milken’s prosecution was a result of “a period of class envy run amok.”
August 30 -
The one-time radio host allegedly spent client funds on a $1.45 million on a luxury suite at AT&T stadium, where the Dallas Cowboys play.
August 28 -
The RIA rep fabricated account statements and used forged letterheads as part of the deception, investigators say.
August 23 -
The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.
August 16