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The new hires say they were drawn to the firm’s investment platform, product offerings and investment diversification.
April 4 -
The Advisor Group IBD added three new teams, but state regulators required enhanced oversight of one new recruit.
April 4 -
Dan Arnold received a 155% raise in his first year atop the nation’s largest independent broker-dealer.
April 2 -
Planners are seeking the independence and support that they say they aren’t getting at wirehouses.
April 2 -
As the financial planning industry nears a fee-only, fiduciary world, independent broker-dealers will face some important choices about their future business models.
April 2Financial Planning -
IBDs and regional firms are making the biggest changes, but RIAs have room for growth as well.
April 2 -
National Financial Services accused the brokers' former IBD of breach of contract in a case displaying the complexities of such moves.
March 27 -
Frustrated by the limitations of working at a bank-owned brokerage, advisors Randy and Matthew Price opted to join the independent firm in Houston.
March 26 -
Cetera has provided financing and other services in more than 250 acquisitions across the IBD network since 2015.
March 23 -
IBDs are waging a tough recruiting fight for hybrid RIAs, and Bill Van Law played a pivotal role.
March 22