Investment technology

They seek a refund and damages after they said the firm directed them to its Thinkorswim website, according to a FINRA arbitration filing.

The challenges of new regulations may actually allow independent firms to grow and thrive—particularly those which embrace these four advice-centric features.

"We're not going to proscribe any way for clients to access us," says Mark Jordahl, president of U.S. Bank's wealth management group.

Disruption of financial services is not a one-time event. Innovation is shaping everything from consumer behavior and advisers' needs to regulatory requirements.

Scottrade and Schwab fell out of the top three, while Capital One Investing led a retail bank surge in the J.D. Power report.

The partnership “shows just how much technology is being democratized and customized,” according to one researcher.

It's the second acquisition in recent months for the WisdomTree-backed platform.

A former pro of an early financial planning tool learns how much has changed — and how little — as she keeps up with exponential tech advances.

Ex-Goldman Sachs executive stresses advisers need sophisticated tools to compete in a crowded robo market.

Does the advisory industry need yet another risk assessment tool?