Investments

The firm’s review process is called "paper-thin" after an adviser is charged with selling retirees unsuitable variable annuities and fabricating client information.

"People want to chase gains," an adviser says of clients.

"An investor should move to cash and cash alternatives," he advised.

Recent news and short term performance is good; longer term questions linger.

Its managers are debating whether it's time to move away from so-called secular growth companies.

For the second time this year, trading has exploded on the nation's exchanges.

Some of the region's largest hedge-fund firms have resulted from spinoffs from global managers.

Robo advisers may have found the answer to a lingering problem for the financial industry: serving the mass-affluent in a profitable way.

Unlike gold or silver, a primary source of demand for palladium is from industry.

The annual Tech Survey reveals the trends that will separate future digital winners from losers.

David Hunt, CEO of Prudential Investment Management, also said investors should guard against excessive optimism after voters selected Donald Trump as president.

In the future, the wealth management client may look different than what you'd expect.

Following Donald Trump's win in the U.S. presidential election, bullion slumped to a nine-month low on speculation that his pledges would boost interest rates.

A handy guide for advisers, legislators and regulators to decode the jargon used to talk about issues important to the planning profession.

Automation tech wants to take financial sector jobs and do them for free. In the long run, that hurts the economy.

Why executives think forthcoming technologies will secure the firm’s lead as a digital innovator.

A FINRA panel ordered the wirehouse to pay damages to two former clients who invested in Puerto Rican municipal bonds and closed-end funds.

The fiduciary rule was an unintended gift for those who focus on income distribution planning.

The fiduciary rule was an unintended gift for those who focus on income distribution planning.

The Herzfeld Caribbean Basin Fund (CUBA) was up as much as 17% on Monday morning, its best one-day showing since December 2014.