Investments

The case shines light on the risks of betting against a company's stock when merger or privatization deals are afoot.

Collectibles worth up to millions of dollars are securitized into thousands of shares that trade for as little as $10 a pop.

A Hornor, Townsend & Kent broker pitched "Future Income Payments" that turned out to be part of a $300 million scheme targeting veterans, investigators said.

Wealthy individuals, not institutional investors, will drive money into alternative assets, data provider Preqin says in a new study.

Only 13% of 242 active manager portfolios across the world had a woman as lead or co-lead in 2022, according to new research. The number has hardly changed over the past two decades.

The cash-like instruments have garnered hundreds of billions of dollars since the banking crisis began.

Understandable expenses came out ahead of every other "want" among customers, displaying how transparent costs are an important differentiator for advisors.

The active ETF firm's managing partner talks about the potential for options-based strategies in times when stocks and bonds are plunging.

In an unusual case, regulators have accused a Boston investment advisor of violating his fiduciary duty by putting his clients into high-fee retirement products.

An advisor group warns the cybersecurity regulation is coming amid a flurry of proposals that could leave firms buried.

After three banks collapsed, a New York teacher wonders if the wreckage could reach her nest egg. Should she be worried?

The stalwart allocation has a logic to it, but its simplicity hides two significant problems.

After being caught on the wrong side of Vladimir Putin's war in Ukraine and the Adani scandal, hundreds of ESG fund managers are now dealing with the sting of having misjudged Silicon Valley Bank.

The test for independent advisor representatives will have novel sections on IPOs and SPACs.

The industry's fastest-growing business model puts two very different functions under one roof. Are investors — and advisors — clear on the differences?

At the Future Proof Festival, the firm's vice president of the Global Client Group discussed the $584-billion fund firm's approach to working with advisors.

A new study by FINRA and NORC offered encouraging signs that people who put money into stocks and bonds for the first time in 2020 are in it for the long run.

Judges question how a spot market for crypto asset would differ from already approved futures market.

The Defiance leader breaks down thematic investing as a long-term strategy, and why it matters to next-generation clients.

Two porcine pals, two investment styles, two very different outcomes.