Rockefeller Capital Management poaches Michael Bapis' billion-dollar HighTower team.

A settlement with Massachusetts regulators resolved a nontraded REIT case, but NPH’s terminations from FINRA and a handful of states are still pending.

Matthew Cooper, the president of Beacon Pointe Wealth Advisors, has seen the downfall of many deals. Here he reveals the worst flubs and what could derail the M&A market. Plus, his favorite app.

The RIA offers multiple income-oriented strategies and a proprietary asset allocation tool.

CEO Rudy Adolf held the RIA acquirer’s first-ever earnings call, following its $564.8 million IPO, but the firm’s calculations drew questions.

The bank is selling the technology behind its U.K.-based digital advice business to SigFig, a Silicon Valley startup.

An unexpected revelation inspired Elliot Weissbluth to launch HighTower Advisors.

Retired former CEO Mike Sherzan ran unsuccessfully for Congress in 2016, and he became chairman of the board prior to the deal.

M&A data varies widely among providers.

Two RIAs turned out to be well-matched, and combined to form a $5 billion firm.