The father-son practice with two other advisors switched their affiliations after its founder had spent 18 years with New York Life.

The aggregator thinks it’s found a sweet spot sharing revenues with firms it acquires, says CEO Bob Oros.

The alternative asset manager said it has $77 billion in cash, securities and other available capital, including uncalled capital commitments from clients.

With higher compensation offers and a track record of independence, the No. 1 IBD is “challenging the status quo,” its head recruiter says.

The firm is still determining which other pieces of technology it will retain after acquiring its rival.

New opportunities and wise practices can maximize the value of your clients’ — or your own — company.

The independent broker-dealers big enough to serve the most financial advisors enjoy advantages but face distinct challenges.

The asset manager has become one of the fastest-growing hedge funds at a time when many competitors are losing assets.

The latest roundup of 32 IBD affiliation moves, M&A deals and expert studies reveals the mixed impact of the coronavirus.

The two companies have deep ties and are now formalizing the bond.

Its rivals have been building out their own insurance arms in recent years and have brought on executives who can help them attract more business.

Instead of a sale, Orion’s private equity backers are reinvesting to help grow the company’s presence in the TAMP marketplace.

Bank consolidation has been stagnant since the pandemic hit, and the outlook for the rest of the year is bleak.

The deal would pair plan sponsors on Empower’s platform with the hybrid robo advisor’s technology and advice capabilities.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

The firm, which has nearly tripled in size in the last year, says it continues to seek out acquisition targets.

The deals come as millions of baby boomers enter retirement.

While small deals are likely, CEO James Gorman said he’d be reluctant to take on a large-scale acquisition

The Labor Department issued guidance Wednesday effectively allowing retirement plans to invest in buyout firms.

The acquisition, set to close later this year, will create a behemoth among custodians.