-
ETFs may be so complex and subject to such volatility that they require a distinct set of rules from equities, suggested SEC Commissioner Kara Stein.
March 1 -
Eaton Vance today will launch the first-ever non- transparent actively-managed ETFs. Is it too late?
February 26 -
Asset managers that stay on top of regulatory demands not only keep authorities happy, they gain a competitive advantage against other firms, says one fund administration executive.
February 25 -
Fidelity suspended sales of MetLife's annuities as the life insurer weighs a possible sale, spinoff or public offering of a retail unit that provides the retirement products.
February 25 -
The argument's underlying reasoning is simple: Vanguard is cheating state and federal tax authorities by charging its customers much less than other fund companies do.
February 22 -
Regulators remain worried about hard-to-sell assets held by high-yield bond funds as they probe whether the failure of the Third Avenue Focused Credit Fund could be repeated, a top SEC official said.
February 22 -
According to research from online brokerage TD Ameritrade, there is one particularly risky ETF that is attracting the millennial demographic far more than other age groups.
February 19 -
Goldman Sachs has just filed for a new ETF called the Goldman Sachs Hedge Fund VIP ETF, which is based its popular Hedge Fund Trend Monitor research report.
February 19 -
Mutual funds are vulnerable to runs that can spill over and cause problems in the broader financial system, according to a blog post published today on Liberty Street Economics by staffers at the Federal Reserve Bank of New York.
February 18 -
Mutual funds lost nearly $8 billion in outflows for 2015, a 2% year-over-year decline. See which Morningstar category performed the best.
February 16 -
Fund administrators will need to contend with technological change, increased client demands and new competition, according to a recent survey of management executives across the globe commissioned by FIS.
February 16 -
Regulator concern that funds could trigger the next financial crisis have been unfairly drawn from a subset of the market, BlackRock said in a study of bond-market liquidity.
February 16 -
A look back at the markets may help advisors and their clients decide on whether to choose alternative strategy funds during a stock retreat.
February 14 -
A Vanguard tax lawyer turned whistle-blower David Danon and his hired law professor dispute recent expense ratio reductions at the firm.
February 11 -
Miller's fund is structured to make bets based in part on a computer model designed to predict natural disasters.
February 11 -
When investors in hedge funds rush to the exits at once, managers can find themselves forced to suspend redemptions.
February 10 -
Firms are hurt by slumping stock markets worldwide, prompting investors to dump anything perceived as risky.
February 10 -
Target date funds stumbled in 2015, after posting six years of positive returns following the financial and economic crisis.
February 8 -
Investors pulled more than $1 billion out of U.S. ETFs that invest in emerging markets last week, leaving the ETFs in the longest losing streak since September.
February 8 -
Franklin Resources said fiscal first-quarter profit dropped 21 % as the selloff in emerging markets and energy stocks and bonds erodes assets.
February 4

