-
The former J.W. Cole advisor’s practice allegedly sold more than $40 million worth of unsuitable and unregistered promissory notes.October 22
-
Ray Dalio’s $138 billion asset manager has tweaked its version of the strategy as yields hit historic lows, a person familiar with the matter says.September 2
-
New digital integrations with CAIS and iCapital make it easier for independent advisors to access private equity and hedge funds.August 26
-
Previously, criteria focused on an investor’s wealth. Now, a broader group has access to investments that include private company offerings and certain private equity funds.August 26
-
The alternative asset manager said it has $77 billion in cash, securities and other available capital, including uncalled capital commitments from clients.August 13
-
The fintech’s new executive says cryptocurrency will help communities that the financial services industry isn’t serving.August 6
-
The alternative asset manager surpassed its previous peak from the fourth quarter of 2017.August 4
-
The asset manager has become one of the fastest-growing hedge funds at a time when many competitors are losing assets.July 30
-
A severe recession could be enough to completely wipe out the capital and surplus of four insurance firms as well as hobble a handful of others, the NAIC finds.July 30
-
“The primary drawback of fewer hedge fund filings is lack of clarity around crowding risk,” strategists from the firm write.July 23
