Operations

Growing firms need professional management, but chief operating officers with advisory experience are hard to find.

Standout firms and individuals were awarded by NICSA their efforts in transforming industry operations.

Advancements in fintech, new products and a shifting regulatory environment are among industry executives' top concerns.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

The firm’s equity-trading business head Ted Pick, promoted to lead its division of investment bankers and traders, is one possible successor.

As the first woman executive at Carson Group, Teri Shepherd made it a priority to increase the number of women advisors at the firm.

The new location will initially have 200 employees, most of which will be in areas like technology and wealth management.

How tomes of years past contain keys to succeeding in today's world of low fees and increased M&A.