Operations

Executives from Alliance Bernstein, Edward Jones and Kasisto discuss best practices and ways to improve the client experience.

The firm has about 200,000 staffers doing their jobs from home, a spokesman said.

While some industry employees are eager for the normalcy of their offices, others are more reluctant as experts predict another rise in virus cases.

That decision was “heavily debated” and so far the company has found that its operations have fared well with remote work, Jose Minaya said at a conference.

Because of potential tax and compliance implications, they must tell the company if they are working from a location other than their home address.

For its annual NOVA awards, NICSA recognized asset managers and executives for operational excellence and product development.

Firms should be looking to build out a “data lake,” says the firm’s CTO.

Industry veterans and newcomers offer their takes on key issues facing asset management companies.

Industry veterans and newcomers provide insight on the year’s leading challenges in regulations, technology and operations.

The more efficient firms can be in their marketing and sales activities, the more effective they will be.

Growing firms need professional management, but chief operating officers with advisory experience are hard to find.

Standout firms and individuals were awarded by NICSA their efforts in transforming industry operations.

Advancements in fintech, new products and a shifting regulatory environment are among industry executives' top concerns.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

The firm’s equity-trading business head Ted Pick, promoted to lead its division of investment bankers and traders, is one possible successor.

As the first woman executive at Carson Group, Teri Shepherd made it a priority to increase the number of women advisors at the firm.

The new location will initially have 200 employees, most of which will be in areas like technology and wealth management.

How tomes of years past contain keys to succeeding in today's world of low fees and increased M&A.