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Surge Ventures has announced the launch of RegVerse, a platform focused on advancing regulatory technology by leveraging artificial intelligence to handle the compliance needs of RIAs and BDs.
October 12
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The fintech founder who started his company in the fallout of the 2008 financial crisis says he wants to help financial advisors spend more time doing work that matters.
October 11
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The CEO of the 10-year-old hybrid RIA sees opportunity ahead to scoop up smaller practices in a tougher environment for buyers.
October 10
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A new Arizent study finds that when it comes to diversity efforts that matter, "commitment" is the key word.
October 10
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LPL's employee channel has proved popular since its 2019 launch, and recently announced its first $1B team. Here's how that move happened and where Linsco goes from here.
October 5
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The Wall Street giant is seeking to enforce contract clauses meant to keep former employees from working for rival firms or reaching out to clients for six months.
October 5
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New research shows 26% of U.S. adults are wedged between two generations of expenses, leaving little room for their own savings.
October 5
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The team, led by three experienced industry players, will work out of the Philadelphia office the Swiss banking giant opened in August.
October 5
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During Nitrogen's 2023 Fearless Investing Summit, the two-time Super Bowl champ gave a keynote address on leadership and life on and off the field.
October 5
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Naratil sees the new CEO as the right person to deliver on integration with Credit Suisse.
October 5
