Practice management

In a year where the market has reached new heights, protecting client’s wealth from losses, including the costs of taxes, is just as important as generating returns.

The firm has been driving its expansion, pulling in talent from its competition.

Concerned about the wirehouse's "trajectory," Glen D. Smith sought out a business model his kids could join one day.

It is not the fiduciary rule or whether robo technology is friend or foe.

The impact of commoditization, fee compression and consolidation on RIAs in 2018 cannot be understated.

Client data should be walled off behind sufficient protections.

What the next generation of tech innovation means for planners.

Alan J. Foxman looks into his crystal ball and predicts authorities will focus on these key areas.

Financial planners report wide demand to learn how to exploit changes in the tax code.

Don’t be afraid to fuse this technology with the human side of the practice.

Collaboration and acquisition between incumbents and start-ups is poised to increase.

As technology reshapes the financial world, conditions should improve in wealth management.

The deal marks the largest acquisition for the firm year to date.

Soon enough, analytics will help advisors figure out who needs extra attention, who may be able to provide a new referral and more.

Among FINRA’s findings, it said the broker-dealer “unreasonably excluded” some employees who were handling customer accounts from email scrutiny.

All-in-one marketing tools are trending — but there are pluses and minuses to every platform.

"Maybe commissions aren’t so evil after all?"

Future disruptive technologies might stem from deeper thinking about what motivates clients to invest.

Advisors are jumping to firms with established infrastructure.

Be aware of changes to retirement savings plans and alimony. Here’s what clients and advisors need to know.