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Stifel has snapped up 11 former Wells Fargo advisors with more than $1 billion in assets.
April 23 -
After a strong end to 2012, the firms wealth management division continues to push ahead in 2013.
April 22 -
Edward Jones uses questionable telemarketing tactics to recruit customers, according to New Hampshire regulators.
April 12 -
RBC Wealth Management added a branch manager with three decades of experience to its Denver Tech office.
April 12 -
After the successful completion of the Morgan Keegan technology integration, the firm is eliminating 160 positions due to overlap in the information technology segment.
April 11 -
The appointment should help enhance equities research offerings for the Private Client Group, the firm said.
April 11 -
Cetera Financial Group is growing again. The broker-dealer network has signed a definitive agreement to acquire Tower Square Securities and Walnut Street Securities from MetLife.
April 5 -
Expanding its New England presence, the firm added a three-decade industry veteran in Connecticut.
April 4 -
RBC Wealth Management has strengthened its presence in Pittsburgh with the addition of five advisors with $2.8 million in combined production.
March 28 -
Eight former Morgan Keegan & Co. mutual-fund directors agreed to settle U.S. regulatory claims that they allowed assets backed by subprime mortgages to be overvalued as the housing market collapsed in 2007.
March 27 -
The firm has won over a $300 million team from UBS and its 10th recruit so far this year.
March 25 -
This latest addition follows RBCs hiring of four Morgan Stanley advisors to the new San Diego office in November.
March 22 -
Despite a rally in the equity markets, February proved to be a lackluster month for Raymond James Financial.
March 21 -
Strong recruitment and help from the markets took the firm to new heights.
March 20 -
The firm continues to expand its presence in Florida with the addition of a second Wells Fargo broker.
March 18 -
Other advisory services executives may be targeting advisor growth -- but Raymond James Financial Services president Scott Curtis thinks differently about expansion.
March 15 -
As baby boomers demands change, the industry needs to take a more holistic approach, according to the president of the Ameriprise Personal Advisors Group.
March 13 -
The St. Louis firm snapped up a former Morgan Stanley advisor with $114 million in assets.
March 12 -
Mitch Cox, head of wealth management in the Americas at Barclays, has left his position to pursue other interests, a spokesperson for the firm confirmed.
March 8 -
The firm has promoted Vin Campagnoli to chief information officer as it looks to continue expanding its platforms.
March 7



