Regtech

Some advisors think they’re stuck with legacy systems. They’re not, says the firms’ managing partner.

The increased scrutiny focuses on the algorithms at the heart of automated investment decisions.

A look at the difference in responses between employees working for companies that made the list and those that did not.

Advisors are increasingly buying tech to monitor information sharing between financial firm partners and tech vendors.

Regulator puts brokers on notice about its top concerns for 2019.

From the SEC to the Supreme Court, here's what could be playing out this year.

The startups competing at XY Planning Network's fintech competition say they're solving RIA practice concerns that the industry has failed to address.

Fintech accelerator Scratchworks kicked off its second competition, having already funded two winning startups from its inaugural contest.

Applications that tackle the industry's compliance issues, automate back-office processes and streamline clearing and settlements are drawing interest from venture capital firms.

Regulators including FINRA are looking at ways to help spur innovation.

The industry is imagining more vibrant, more agile and more inclusive processes that deliver results, says Confluence CEO Mark Evans.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

How technology could continue to disrupt financial planning.

Large wealth managers and banks will spend more on blockchain and AI in the coming year, and appear willing to explore new technology partnerships.

Exchanges are required to begin feeding trading data into the Consolidated Audit Trail on Wednesday.

Smaller and midsized firms typically have fewer resources, limiting the time available to complete annual examinations of their policies and procedures.

Disruption of financial services is not a one-time event. Innovation is shaping everything from consumer behavior and advisers' needs to regulatory requirements.

Even though the rule has been delayed, the issues raised by it still need to be addressed by advisers, according to industry insiders.