Fund managers say they are putting cash to work this month at the fastest pace since August 2009.

Donald Trump's election has caused the biggest dispersion among U.S. equities in almost eight years.

After more than three-and-a-half years at the helm, Mary Jo White made incremental moves to expand advisor exams, but did not move on structural reform or implement a uniform fiduciary standard, as many advocates had hoped.

If I were a bank, I'd worry that the advisers who leave aren’t just from the lower ranks, but some of the top tier as well.

Competition is rising from passive funds as managers find it harder to justify charges 50% higher than their developed-world peers.

The IBD selects UBS veteran to become CEO

"There are certain business models that will be significantly disrupted," Orion Advisor Service CEO Eric Clarke said in anticipation of a new Donald Trump administration.

While it’s early in the process, a number of names are being floated as possible contenders.

The commission will examine how digital advice platforms uphold fiduciary responsibilities and safeguard client data.

The global bond rout intensified on speculation that the Fed will raise rates as Donald Trump tries to increase spending.

Investors withdrew $1.72 billion from U.S. ETFs that buy emerging-market stocks and debt in the wake of Donald Trump's U.S. presidential election victory.

Advisers need to decide if they are going to be a disrupter or one of the disrupted.

Tim Sloan acknowledged that there may have been instances in which employee complaints related to the bank's cross-selling practices may have been mishandled.

Fragmented programs can squash productivity and firm growth.

Signing on wholeheartedly can be an effective marketing tool with clients.

Signing on wholeheartedly can be an effective marketing tool with clients.

Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.

Coming right after Trump’s victory, the move may be an early indication firms believe the regulation will survive.

Here are key takeaways from a Department of Labor fact sheet.