Regulatory actions and programs

The regulator was looking into allegations that he structured transactions in his personal bank account to avoid federal reporting requirements.

Former Department of Labor officials allege systemic breakdown of whistleblower protection; two also handled Wells Fargo cases that went nowhere.

The president-elect's nominee will help decide the fate of the department's fiduciary rule.

The industry trade group is also calling on regulators to harmonize existing rules.

The new leadership approach differs from almost all of the bank's biggest competitors.

There's another approach to crafting a regulation that would benefit advisers and clients, RBC Wealth Management's former CEO says.

The new administration will have two paths it can take to stop the regulation from being implemented.

The Republican's hostility to all things Obama sets the stage for dramatic departures on financial regulation.

The regulator claimed the firm provided inaccurate historical weighted-average performance results to customers who used PortfolioBuilder2.

Whitley Hood declined to provide on the record testimony regarding allegations that she misappropriated funds from an affiliated bank.