Chairman Jay Clayton and top SEC brass are putting advisors on notice. The regulator is drilling down on investor protections, while warning firms on cybersecurity and AML compliance.

The breach follows other developments that have made offshore planning methods less attractive.

AdvicePay from Alan Moore and Michael Kitces is aimed at streamlining payments to advisors.

Following in the footsteps of Chase, Wells Fargo and others, Fidelity is launching an application programming interface to let third-party apps access customer data — as long as the customers grant permission.

The NSA, Equifax and the SEC were all breached. Financial advisors of all sizes are fair game, too, says Wes Stillman.

Nov. 13: Planners behind the curve may lose out on productivity and quality of service offered to clients.

Smaller and midsized firms typically have fewer resources, limiting the time available to complete annual examinations of their policies and procedures.

Acquiring a retirement savings tool provider allows the app to broaden its offerings to millennial clients.

Clients using FundKeeper can open new accounts, perform automated suitability checks and support level load funds under a single platform.

The 22 million Gen X and Gen Y clients banking with Wells are a competitive advantage for its digital advice platform, executives say.

Face-to-screen technology will allow advisors to seek clients from around the globe — it also will increase competition.

Nov. 6: Platforms like FundKeeper are aimed at helping retirement account advisors comply with the DoL’s fiduciary rule.

Striking the right balance between humans and technology has become the holy grail for early adopters.

Unlike humans, the technology is not able to explain why it made a particular decision.

When disaster struck, this tool helped Titus Wealth Management find affected clients in minutes.

An abundance of software and practice tools has planners and firms overwhelmed. Here’s what it means for the industry.

A series of launches at T3 Enterprise demonstrate how industry firms are embracing change as the advisor tech space becomes hypercompetitive.

A Michigan CFP is deluged after a Trump aide with the same name pleads guilty as part of Justice Department special counsel Robert Mueller’s investigation.

Institutions are regularly compiling large amounts of data in their quest for enhanced disclosure, an expert writes.