Wealth management

Tools from voting technology provider iconik will give advisors using the firm's sustainable quantitative portfolios access to enhanced proxy voting solutions.

The father-and-son firm Francis Group cites client demand and freedom from sales goals as reasons for their move.

After the ink dries on the contracts and the press releases are out, wealth management firms still need to put in the work to make a deal succeed. Here's how.

Financial Planning's Justin L. Mack gives a first-person recap of the rap concert that closed out night three of the one-of-kind wealth festival featuring plenty of California beef, and California "grass."

The industry group wants the federal regulator to do more to take into account how proposed regulations are likely to affect the majority of wealth managers.

FP's playlist gives financial advisors and clients a supersized collection of bangers about raking it in and making it rain.

The appointment comes as the storied Wall Street dealmaker seeks to build its ultrahigh net worth business while providing support services to independent advisors.

Younger investors are much more interested than older investors in charitable planning services, a Fidelity report found — and advisors should take note.

The Wall Street giant's biggest restructuring comes as prepares to welcome Andy Sieg to oversee its ambitions with high net worth clients.

Building on advances in financial data aggregation, the behind-the-curtain technology is helping financial planners drive better outcomes for clients.

Swapping spreadsheets for sunblock, thousands in wealth management descended on SoCal for big ideas and for big fun — but mostly for business. Plus, what you need to know about the smaller Future Proof event coming next March.

Leaders from the wealthtech firm hit the Future Proof stage to bring AI and BeFi together in a new solution for advisors

The SEC accused the firm of raising a sixth round of funding even though red flags were popping up left and right.

Upgrades include tweaks to the user experience, client portal, trading capabilities and the Envestnet Insights Engine.

Lead generation and client matchmaking service SmartAsset excluded any firms that made M&A deals in the past three years to create its ranking.

A conversation with Cetera's Gene Goldman

The industry veteran breaks down the missteps firms make in the pursuit of growth, and how to maintain momentum in an unpredictable environment.

Many solutions that leverage the buzzy tech are focused on grabbing eyes. But one expert says the focus should be on going deeper and building trust.

A new study sees family offices getting into bond markets but at the cost of another type of bond.

State regulators discovered fewer deficiencies with investment advisors but some say they could be doing more to protect vulnerable clients.