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Financial firms should consider partnering with universities, as well as prioritizing diversity, to recruit top talent in a competitive market.
February 15
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The proposal comes as regulators say they've seen a fourfold increase in suspicious activity tied to RIAs.
February 14
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The eliminations will affect the firm's largest segment — which new CEO Ted Pick says is still the engine of the firm.
February 14
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From not saving enough for retirement to racking up too much credit card debt, here's what Americans wish they hadn't done with their money last year.
February 14
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Financial advisors are under pressure to provide guidance on more than just money while trying to maintain client relationships.
February 14
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Passive funds reached a long-anticipated milestone that no one would suggest will reverse anytime soon. But these managers argue expertise has enduring appeal.
February 13
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Pivoting from "this company will always be mine" to "I need to find a partner who can help me maintain continuity" is a necessary mindset shift for advisors making continuity plans.
February 13
Mercer Advisors -
The move brings the 28-year industry veteran from a firm where independent planners make up less than 5% of the advisory headcount to one where they are the majority.
February 12
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Bill Harris, the former CEO of Personal Capital, TurboTax and PayPal published a new edition of his "Investment Tax Guide" with the future of the industry in mind.
February 12
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The online brokerage sees its popular talking babies ads as a way to get tens of millions of viewers to think about how they might put their money to better use.
February 9
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The Providence, Rhode Island, company has recruited a head of wealth management advisors and a head of private wealth managers as part of a new strategy to reel in high-net worth clients.
February 8
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A Republican running for the U.S. House accused the Wall Street powerhouse of violating its own rules by not letting her step aside to conduct a campaign. A FINRA panel agreed.
February 8
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The CEO of Myriad Advisor Solutions came to Future Proof to talk tech and make business connections — seeing a flash mob formation was just a bonus.
February 8
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Some participants on the Street estimate that SMAs hold as much as $1.5 trillion of munis while others peg it closer to $1 trillion to $1.3 trillion.
February 8
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Brendan Krebs sees his firm as standing out with its three-pronged structure: a traditional wirehouse, branch-based advisory and an independent channel.
February 7
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Parents can leverage their wealth to access the dream of homeownership for their kids — as long as income tax and gift tax consequences are factored in.
February 7
American College of Financial Services -
The Swiss firm reports strong asset inflows for the year but still struggles with low profit margins in the U.S.
February 6
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Financial Planning announces its 2024 class of the top 40 most productive employee wealth management brokers under age 40.
February 6
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Financial Planning announces its 2024 class of the top 40 most productive employee brokers under age 40 at regional firms.
February 6
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Industry headhunters look for a revival of Merrill's recruiting efforts to stem the slow bleed of talent to industry rivals.
February 5
