Practice

An advisor managing more than $188 million in client assets joined Raymond James & Associates.

Why investors should review changes to investment-related taxes, understand all the rules governing net investment income tax and know what can destroy their tax season.

Forty years after it was launched, the IRA has turned into a major retirement vehicle, but it is no longer the same as it was when first introduced in 1974; Plus, three smart ways to maximize your Roth IRA.

Here's what the brokerage industry's disinformation-mongers might be telling senior brokerage executives.

Dan Overbey, president of BISA, and president and CEO of Atlantic Capital Advisors, outlines his top three issues regarding long-term training for bank advisors.

As additional regulations are anticipated this year, the industry is beginning to aggressively seek to defragment the technology, data and services most critical to improving business performance and reducing operational and reputational risk.

The firm hired the former CEO of Source Capital Group as a regional manager.

Many IRA investors make the mistake of having an extreme stock-and-bond allocation; Plus, the better way to plan retirement withdrawals.

Even the wealthiest clients are happy when their advisors uncover extra cash for them. Here’s how to do it.

In laying out exam priorities for 2015, regulators cite mounting complexity of products and services in the retirement space.