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One of the most interesting things to come out of this conversational thread about the regulators is the amount of fear advisors are expressing about speaking openly.
March 31
Financial Planning -
There are more choices than ever, but are these new products largely unnecessary?
March 31
Employee Benefit News and Employee Benefit Adviser -
There are a lot of benefits in unconstrained, global, multi-sector investing.
March 30
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Advisors are essentially small business owners, whose passion for their profession can easily consume everything else in their lives.
March 29
Financial Planning -
David Lee Roth once said, Money can't buy you happiness, but it can buy you a yacht big enough to pull up right alongside it. Over the past year a number of studies have been released that may prove the former Van Halen front man just might - up to a point - be right.
March 29
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Advisors must be good writers. Here's a blueprint for success.
March 28
Impact Communications -
While half of U.S. banks are aware of the opportunity with mass affluent investors and are busy enhancing their online capabilities, the other half believe they distinguish themselves from the Charles Schwabs of the world with in-person advice.
March 25
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The current SEC inspection and audit process is kind of silly, at best, and a waste of resources, at worst. FINRA's process, from what I've been told, makes even less sense. But what can we do to improve things?
March 24
Financial Planning -
Diversification is the best way to hedge against volatility, but now there are more ways to invest in volatility itself.
March 24
Employee Benefit News and Employee Benefit Adviser -
When you talk to the public about the Japan situation, begin by recognizing this is first and foremost a human tragedy.
March 24