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The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.
September 25 -
Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.
September 21 -
Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.
September 20 -
The firm claims it is also missing important documents related to a large institutional client.
September 20 -
The advisors join the regional firm from Morgan Stanley and Wells Fargo.
September 19 -
The regional BD has picked up 15 advisors this month alone.
September 17 -
The move puts the Swiss bank more in sync with practices at regional brokerages.
September 13 -
Each of the team’s members had 15 years or more experience working at the wirehouse.
September 13 -
The regional broker-dealer’s head count jumped up to 1,824 in the third quarter.
September 11 -
The firm’s recruiting streak continues with this latest wirehouse hire.
September 10