Wirehouse advisors

The new hires build on the firm’s recent recruiting successes.

The lawsuit illustrates the persistence of such accusations among the nation’s more than 600,000 securities brokers.

This is the first move of Joseph Chu’s financial career, but it’s not the wirehouse’s first big loss this year.

The advisors agreed not to solicit clients and to return confidential information to the bank.

Two wirehouse advisors left the Charlotte branch one Friday afternoon, for separate firms.

The wirehouse has been hemorrhaging talent over the last few months.

The new hires include a rare independent-to-employee career move.

The two advisors have already transferred about $160 million in client assets, according to their former employer.

The brokerage firm is holding off on making major changes while regulatory frameworks shift once again.

Both the regional BD and RIA have benefited from an exodus of wirehouse talent.