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The regional brokerage isn’t slowing down its recruiting efforts.
December 28 -
A months-long court fight ended when a judge granted the wirehouse’s request to restrict the advisors’ ability to contact clients.
December 28 -
The regulator accuses her of misconduct; she says the agency is doing Morgan Stanley’s bidding.
December 27 -
Tim Sloan is finishing a year in which the Federal Reserve told the bank to stop growing, scandals emerged in more divisions, and the stock tumbled 25%.
December 27 -
The advisors joined the firm’s employee and independent broker-dealer units.
December 24 -
The firm has recruited 22% more advisors in 2018 than the year-ago period.
December 20 -
Advisors from across 79 branches were involved in selling offerings to family members and other brokers, including stock in Facebook, General Motors, LinkedIn and Twitter.
December 20 -
The new hires came at the expense of Merrill Lynch, Morgan Stanley, UBS and Hilliard Lyons.
December 18 -
Some advisors have been hunting for a better personal retirement strategy.
December 15Elite Consulting Partners -
The wirehouse has experienced rapid growth in advisor productivity, executives say.
December 13