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The adviser joins the regional BD during a push to grow the firm.
November 11
- JPMorgan nixes commissions on retirement accounts, possibly signaling fiduciary rule’s staying power
Coming right after Trump’s victory, the move may be an early indication firms believe the regulation will survive.
November 10
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A friendly memo to help top regulators in the next administration set priorities. One key point: planners and fee-compensated IRAs are the least of your worries.
November 9
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The group's leader comes with 26 years of industry experience.
November 8
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The new recruit is leaving the wirehouse to work as an independent.
November 7
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Here's how the outcome of the presidential election could affect the trajectory of the Labor Department's regulation.
November 7
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The three recruits joined the independent firm from Wells Fargo and Edward Jones.
November 7
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If you plan to join another firm or go indie, you’d better reacquaint yourself with this landmark agreement first.
November 3
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The advisers made the move in the wake of new regulatory guidance which takes aim at recruiting deals.
November 2
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Two industry veterans joined the fast growing regional brokerage firm.
November 2
