Wirehouse advisors

Executives say the results show the wisdom of the firm's deliberate decision to focus on high net worth clients.

The banking giant nonetheless saw strong growth in net new assets in the first quarter and a 14% jump in returns from asset management fees.

The top European regulator worries that big executive pay checks are leading to 'alienation between companies and the people.'

A magistrate judge finds the clients' family failed to put forward 'legally sound' claims that JPMorgan breached any duties by putting an elderly couple into risky securities tied to oil and gas.

The lawyers representing the claimants in a recent FINRA arbitration case say they have scores of clients still seeking to secure pay they contend they're owed after departing for another firm.

The Wall Street giant is looking to fix its place in what's project to be a $10 trillion market by 2030.

Alison Nest says wealth managers can play a particularly useful role in helping investors navigate the intricacies of private equity, private credit and similar investments.

The award was the highest pro rata compensation for executives at the bank.

Paul Reilly is scheduled to hand the reins to his chief financial officer Paul Shoukry next year.

Jeff McMillan will be in charge of marshaling the firm's investments in artificial intelligence to drive efficiency.

UBS receives praise for diversification outside the U.S., particularly in Asia.

A pair of former wealth managers contend they were yelled at and suffered other retribution after raising concerns about sharing clients' information without their knowledge.

Wealth management is now one of five divisions in the firm's simplified organization.

Barry Sommers comes in for high praise amid his firm's attempts to move beyond the banking scandals of its past.

A lawyer says the industry has been on notice at least since the "Boom Boom Room" scandal of the 1980s that hostile workplaces won't be tolerated.

An industry report finds the largest independent brokerage, with its supported independence offering, had the biggest net headcount gain last year.

The wealth management giant sees piles of cash waiting "on the sidelines" as a way to boost assets under management and profit margin.

Debate still rages over his legacy. But there's no doubt about how much O'Neal overcame on his way to becoming the first Black Wall Street CEO.

A Republican running for the U.S. House accused the Wall Street powerhouse of violating its own rules by not letting her step aside to conduct a campaign. A FINRA panel agreed.

Brendan Krebs sees his firm as standing out with its three-pronged structure: a traditional wirehouse, branch-based advisory and an independent channel.