UBS named Roger Naylor and Robert Karofsky co-heads of global equities at its investment bank, replacing Mike Stewart who is moving to wealth management.
Brad Bueermann of FP Transitions says you should go with the right fit when buying or selling an advisory business.
Dare to be vulnerable, planner advises colleagues at FPA conference.
Beth Mooney cares more about her legacy than she does about being the first female CEO at a top 20 U.S.-based bank. One of her primary goals is to make sure KeyCorp always does right by its customers.
Sophisticated investors are grabbing for high-yield municipal debt whenever they can find it, creating demand for alternatives beyond the Puerto Rico, Detroit, and tobacco bonds that dominate the non-investment grade segment of the secondary market.
Most advisors agree that having a defined and effective communications plan is critical, but far fewer give themselves a top rating for having such a plan. Here are five steps advisors can take to improve their client communications.
Social Security's strict disability rules; How to invest when the world is in chaos; New singles majority is bad news for Social Security
Since taking over in 2010, Moynihan has been negotiator-in-chief. Now he faces an equally daunting challenge: nudging the nations second-largest bank back to growth.
New online advisory services are turning up the heat for advisors. Know how to arm yourself.
One of the three allegedly stole $11,134 from a bedridden customer who suffered from multiple sclerosis.
"One thing we can tell you is our opposition was there before us," says FPA's director of advocacy. "We heard over and over again the argument that if a fiduciary standard were extended to broker-dealers the middle market would be hurt."
A new classification system from Morningstar is intended to help advisors and investors better identify, compare and analyze these active exchange-traded products.
Morgan Stanley will swallow some losses incurred by customers who bought mutual funds after the bank failed to make the fund prospectuses accessible online.
Small businesses can turbocharge their retirement plans; The gift of a retirement account is a lifetime asset; Why Americans keep treating their 401(k) plans like a piggy bank
Advisors must understand one of the newest trends in philanthropy: Giving away illiquid assets.
Darrel Hackett will be responsible for BMO Financial Group's personal wealth management businesses throughout the United States.
Some managers may out-perform short-term, but "you can't tell good luck from good skill, or bad luck from bad skill," the Nobel winner says.
Many parents are not saving enough for their children thanks to their own unpaid student loan debts, according to new study from the CFP Board.
Designing comp plans with many grid levels is one way credit unions can boost advisor productivity, according to a report from Kehrer Bielan Research & Consulting.
Want to know what matters most to the people who make your business run? Heres how to set up a panel to get better client feedback.