Updated Friday, April 18, 2014 as of 2:47 PM ET
Practice - Regulatory/Compliance
Fiduciary Standard Getting Watered Down?
Wednesday, December 11, 2013

WASHINGTON -- Even as the SEC is contemplating an expansion of fiduciary rules to include broker-dealers who operate in the retail space, some advocates argue that the regulatory interpretation of the responsibilities under a fiduciary standard has strayed from common-law precedent and become dangerously diluted.

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