Updated Monday, July 14, 2014 as of 12:38 AM ET
Practice - Regulatory/Compliance
Potential Cost of SRO Bill to Advisors' Wallets: $51,700
Financial Planning
Wednesday, April 25, 2012
Partner Insights

Whether or not planners like the idea of being regulated by FINRA, some could end up paying fees of $51,700 or more a year for the privilege, according to a study commissioned by the Financial Planning Coalition, composed of FPA, CFP Board and NAPFA.

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