Updated Thursday, July 31, 2014 as of 1:24 AM ET
Practice - Regulatory/Compliance
Advisors Push Lawmakers on RIA Exams, Uniform Fiduciary
Tuesday, June 24, 2014
Partner Insights

WASHINGTON -- More than 60 advisors from 21 states are fanning out on Capitol Hill on Tuesday to press members of Congress and their staffers for legislation that would enhance oversight of the RIA sector -- and make the case for a uniform fiduciary standard that would apply to broker-dealers serving the retail sector.

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