Updated Wednesday, July 30, 2014 as of 9:14 AM ET
Practice - Regulatory/Compliance
SEC Won't Rewrite Advisor Compliance Rules for Social Media
Wednesday, March 12, 2014
Partner Insights

ARLINGTON, VA. -- As the SEC contemplates a framework for how advisors can incorporate online social tools into their practice, many of the established principles concerning compliance, record-keeping and anti-fraud will hold steady in the era of new media, according to a senior commission attorney.

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