Updated Wednesday, April 23, 2014 as of 10:44 AM ET
Practice - Regulatory/Compliance
Underfunding SEC Puts Investors at Risk, Groups Warn
Wednesday, January 15, 2014

WASHINGTON - Several organizations that have been calling for stricter regulatory oversight of investment advisors reacted with dismay to the omnibus federal spending bill unveiled this week, which they say will leave the SEC unable to effectively police the industry and protect investors.

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