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The network’s largest subsidiary will support fee-only advisors, and one of its smaller firms is targeting five times its level of recruitment from 2018.
January 29 -
Former Securities America rep Hector May carried out a 20-year scam through his outside RIA, according to prosecutors
December 17 -
The 4,300-advisor network is investing in insurance distribution after benefiting from rising interest rates and record client assets.
November 7 -
Dr. Phillip Frost, the principal shareholder of the IBD network’s parent firm, has stepped down, giving way to CEO Richard Lampen.
September 21 -
The deal with the family-run independent insurance firm followed record sales in fixed-index annuities.
September 11 -
The OSJ spans dozens of advisors, and it marks at least the ninth major exit following a change in policies at the No. 1 IBD.
September 4 -
Scott Wolas assumed other people’s names to pose as a real estate agent, bartender, retired paleontologist and a registered rep, investigators say.
July 5 -
A FINRA arbitration claim followed an asset freeze and the launch of a federal investigation into the fired advisor’s RIA.
June 27 -
Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.
June 20 -
Although the industry reflects stark disparities, these firms are leading their peers in the hiring of female registered representatives.
June 11