Clients have gotten used to less in-person interaction and have reshaped their expectations and behavior accordingly, says Broadridge's Fred Duden.
January 13
3 Min Read
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Last month's COVID-19 relief bill has accountants recommending some deductions to clients, and wondering about the applicability of others.January 14
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The firm’s aggressive hiring streak continues with the onboarding of several wirehouse advisors.January 14
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Even as the numbers improve, Black and Hispanic advisors are still vastly underrepresented within the industry.January 14
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A slower-than-expected rollout of the COVID-19 vaccines and the threat of social unrest after the Jan. 6 riot at the U.S. Capitol could threaten the recovery, according to an American Bankers Association panel.January 14
The rollout of coronavirus vaccines coupled with a new political environment has given some long-term savers renewed optimism.
If confirmed by the Senate, the former CFTC chairman would be the new administration’s front-line regulator for Wall Street.
The flood follows a strong Democratic showing in last week’s runoff elections in Georgia, which tipped the Senate’s control to President-elect Biden’s party.
Nearly three decades after launching their practice, the two founders say they’re looking forward to spending more time with clients.
Whitnell & Co. changed hands in a deal with a regional bank that also struck a strategic partnership with the wealth manager.
SEC cases that go beyond faulting firms for their failure to disclose conflicts of interest have drawn pushback from the industry.
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The new global wealth division, which is being formed by combining the firm’s private bank with a unit that serves substantially less wealthy households, will be led by Citi veteran Jim O’Donnell.January 14
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The founding partners of the 300-advisor OSJ will remain in their current roles for three years under the same structure as before the deal.January 13
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The group leader, advisor Lars Olson, had been with the wirehouse since 1994.January 13
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These 20 mutual funds and ETFs here are home to roughly $45 billion in assets.January 13
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Policy changes could deprive some politicians of significant campaign funds.January 12
