Andrew Welsch

The change builds on earlier policy shifts at Ameriprise, which previously pulled more than 1,500 funds from its platform.

Nearly two dozen mega teams switched employers, but few went to a wirehouse.

The UBS advisor switched firms before his old employer officially exited the Broker Protocol.

The former broker met some of his roughly 60 victims through his associations with the NFL and the University of Virginia, where he also played football, federal prosecutors said.

The firm also opened a new branch office in Flint, Michigan.

An industry veteran is among the crowd of talent departing firms that have exited the Broker Protocol.

Some of the new recruits joined from Morgan Stanley just prior to the firm's Broker Protocol exit.

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Morgan Stanley and UBS's exit from the accord spurred a number of advisors to move up their planned career changes.

Brokers who shed small accounts and focus on larger clients could earn a higher payout.