Andrew Welsch

The change builds on earlier policy shifts at Ameriprise, which previously pulled more than 1,500 funds from its platform.

Nearly two dozen mega teams switched employers, but few went to a wirehouse.

The UBS advisor switched firms before his old employer officially exited the Broker Protocol.

The former broker met some of his roughly 60 victims through his associations with the NFL and the University of Virginia, where he also played football, federal prosecutors said.

The firm also opened a new branch office in Flint, Michigan.

An industry veteran is among the crowd of talent departing firms that have exited the Broker Protocol.

Some of the new recruits joined from Morgan Stanley just prior to the firm's Broker Protocol exit.

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Morgan Stanley and UBS's exit from the accord spurred a number of advisors to move up their planned career changes.

Brokers who shed small accounts and focus on larger clients could earn a higher payout.

The brokerage says its Access Investing service is now available to clients with at least $5,000 to invest.

The firm's move shakes up the recruiting landscape yet again.

The advisors made their career change just prior to UBS's exit from the Broker Protocol on December 1.

They're the latest mega group to join the boutique wealth manager.

The moves occurred in the days before the firm's planned exit from the Broker Protocol.

The wirehouse's advisor headcount, at 14,564 at the end of the third quarter, was down 3% year-over-year.

Brokers' top questions and concerns about the protocol's demise answered.

The regulation's enforcement provisions will not take effect until July 1, 2019, the Labor Department said.

With two wirehouses out, questions arise as to whether Merrill Lynch will follow suit.

The wirehouse advisors joined the firm's independent broker-dealer.