Andrew Welsch is a former managing editor of Financial Planning.
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It's unclear why Wes Long, who spent most of his career at Wedbush, left on March 17, and whether he has landed elsewhere.
March 19 -
A FINRA arbitration panel also orders the expungement of the advisor's termination records.
March 19 -
The wealth manager was ordered to pay back Wells Fargo, while he still faces seven client complaints coinciding with UBS' Puerto Rico bond troubles.
March 17 -
The elite Bank of America brokerage unit created a new executive role to oversee philanthropic services.
March 17 -
The heads of the employee and independent advisory channels will report to Ameriprise CEO Jim Cracchiolo when Don Froude steps down as president of the firm's Personal Advisor Group.
March 16 -
Thomas Buck and his daughter, an NFL cheerleader, left the firm for unknown reasons.
March 12 -
A wealth manager has been hit with 14 customer disputes since entering the industry in 2005, FINRA records show.
March 11 -
The wirehouse grabbed a group that produced $2.5 million at RBC.
March 10 -
The firm also said it had recruited a wirehouse team with $2 million in annual revenues.
March 10 -
Two Morgan Stanley advisors managing about $150 million in assets moved to the regional broker-dealer.
March 9 -
A team that produced $3.1 million in annual revenue moved between wirehouses.
March 9 -
The latest earnings reports from Raymond James, Ameriprise, Stifel and RBC show how these key regional broker-dealers measure up.
March 9 -
Raymond James & Associates tapped a former Morgan Stanley exec and RIA co-founder as regional director.
March 4 -
Wealth managers from separate teams moved to the wirehouse.
March 4 -
Veris Wealth Partners, an RIA specializing in sustainable investing, recruited the advisor, who was managing $500 million as a portfolio manager.
March 4 -
Management roles at the wirehouse have shifted following the announced departure of a key executive.
March 3 -
Two groups representing five advisors left Morgan Stanley to join RBC.
March 3 -
On Wall Street honors the industry's leading branch managers.
March 2 -
Here's how the industry's leading experts say you can protect your data and your practice.
March 2 -
Advisors have been turning to securities overseas to develop tactical opportunities for their clients.
February 26
