Andrew Welsch is a former managing editor of Financial Planning.
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The firm plans to entice new customers through its stock plan administration and financial wellness businesses.
January 16 -
The firm typically trains its own advisors in lieu of recruiting talent from the competition.
January 16 -
The firm added 40,000 new accounts last year and hit a record $3 trillion in client balances.
January 15 -
The recruits include a father-son duo from UBS.
January 14 -
The bank continues to struggle with attrition due to scandals, regulatory scrutiny and a graying workforce.
January 14 -
The advisor switched firms only to see his new employer close shop 18 months later.
January 13 -
“This didn’t seem like a very fair process,” says the ex-advisor, who was ordered to pay the firm $206,000 for breach of promissory note.
January 8 -
The advisors left Wells Fargo, signaling Stifel’s recruiting push will extend into 2020.
January 3 -
The firm commission-free platform already included all Vanguard mutual funds and ETFs as well as thousands of third-party funds.
January 2 -
The firm’s supervisory systems did not identify brokers who recommended clients engage in potentially unsuitable early rollovers of UITs, the regulator said.
January 2
