Ann Marsh

Most advisors don’t have required safeguards in place, one expert says.

Bottom line retail pressures may have tripped up the top executive, one expert says.

The door has closed for public comments on the board’s propositions. While some industry heavyweights commended them, critics call out contradictions.

William Michael Jordan, who co-founded a popular all-woman rideshare service in Southern California, agrees to industry bar.

The mishandling of the two former employees’ complaints, detailed in documents and by former OSHA officials, raises questions about the government’s treatment of whistleblowers throughout the financial services industry.

John helped found the coalition between the board, NAPFA and the FPA.

A clinic at the University of Georgia has offered free advice through a variety of methods for almost a decade.

Judy Volkmann, founder of the FPA’s New York chapter, helped launch a college program connecting hundreds of mentors with students.

"Banks traditionally pay higher valuations, but [RIAs] should go into deals with eyes wide open," Dave DeVoe says.

Firms still rely heavily on commission income despite drops last year.