Jessica Mathews is an associate editor for Financial Planning. Follow her on Twitter at @jessicakmathews.
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One of the clients who filed the claim is still trying to withdraw money from non-traded investments he says were never explained to him.
August 22 -
Advisor Andy Saeger reportedly reached out to two clients via email and a LinkedIn message.
August 16 -
The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.
August 14 -
Allegations rose amid multiple multimillion-dollar donations while the company’s CEO sits on MIT’s board.
August 12 -
At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.
July 31 -
Because of bank sweeps, veterans and their families' accounts will default to a 26-basis point APY on cash — down from the 1%-2% returns they were getting from money market funds.
July 31 -
About 350 employees at USAA may lose their jobs due to the deal.
July 25 -
Reorganization includes the departure of one of the company’s highest paid executives.
July 25 -
The executive's sudden announcement raises questions about whether the company’s retail brokerage platform will compete with advisors.
July 23 -
Analysts and advisors expressed surprise at the announcement.
July 22
