Maddy Perkins is managing editor of editorial operations at Arizent. Follow her on Twitter @perkedit.
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Raymond James has picked up a UBS advisor team that had annual fees and commissions of about $1.9 million.
August 1 -
It's a busy recruiting season for Wells Fargo, which announced that it has added four wirehouse advisors managing about $450 million in assets.
July 31 -
With so many distractions in their lives, clients face an uphill battle to focus their attention on retirement planning. Here's how advisors can help.
July 30 -
The financial powerhouse announced it has acquired the business of Capital Planning Advisory Group, a small Yardley, Pa.-based RIA. The team will bring $120 million in client assets.
July 29 -
HighTower has expanded its West Coast market by picking up an independent team with $400 million in assets in Bellevue, Wash.
July 28 -
Baird has appointed a director for its Houston market and has picked up another advisor with $350 million in client assets.
July 23 -
The wirehouse aims to appeal to the next generation of advisors with its new Team Financial Advisor training program.
July 23 -
Midwest assistant regional director Matt Ransom has been promoted to vice president of new financial advisor training and development for its HNW education and practice management team.
July 23 -
A veteran advisor has left Morgan Stanley for a Chicago-based boutique investment firm where he will oversee $300 million in client assets.
July 22 -
Securities America will acquire assets of a Missouri-based full-service broker-dealer with 368 advisors and $2.4 billion in client assets.
July 21 -
With $7.86 billion in assets, PIMCO has the largest share of the active ETF market. While these products are gaining ground, they still make up just a small fraction of the total ETF market and PIMCO has yet to break into the top 10 providers overall.
July 21 -
Two financial advisors have left Wells Fargo to join Raymond James Financial Services, the regional's independent broker/dealer.
July 21 -
While there has been rapid growth in U.S. ETFs over the last few years, there has been almost exponential growth of these products worldwide.
July 18 -
Raymond James has lured away two advisors managing $100 million in client assets from UBS.
July 18 -
U.S equity fund assets are near record levels, but in a reversal of last years trend, investors are putting more money into bond funds than U.S. stock funds.
By Maddy Perkins and Paula VasanJuly 16 -
Baird and McAdams Wright Ragen will combine offices in Portland, Ore., following Baird's recent acquisition of the Seattle-based broker-dealer.
July 16 -
A Morgan Stanley team that managed over $650 million has gone independent using a new consultant.
July 16 -
The top three players Blackrock, State Street and Vanguard currently dominate U.S. ETF market share, holding more than 80% of total assets as of mid-2014, a percentage that has remained relatively unchanged since 2012.
July 15 -
A Morgan Stanley advisor with $200 million in assets under management has rejoined Merrill Lynch.
July 15 -
The American College has redesigned its Chartered Financial Consultant designation coursework to add a focus on real-world client issues like divorce, LGBT families, retirement income and behavioral finance.
July 14
