Margarida Correia

The broker also purportedly neglected to disclose an outside real estate business to BBVA, FINRA said.

Retiring at a time when the market is down is the biggest risk that investors will face. Here’s how to minimize the impact of a market slowdown.

Pet owners are seeking guidance on funding alternatives, drafting detailed pet-care instructions and leaving significant sums of money that can run into the millions of dollars.

The regulator moved to eliminate a $400 fee for “explained decisions.”

The Chicago-based community bank is the second bank this year to move its business from Invest Financial.

The new exec fills a position that has been open since its last chief of insurance left the post in October.

Seniors should consider designating joint agents, reviewing the security features on their financial accounts, and having their names removed from credit card solicitations.

Retirement investors who want to buy bitcoins in a self-directed IRA should ensure they are in control of their own private key.

Fearing the broker would leave, Citi distorted incidents he had with two colleagues in order to fire him and take his $200 million book of business, the broker’s lawyer says.

Parents should ensure that their child has earned an income to be able to open the account.