Margarida Correia

The bank is the second to join the firm's network in less than a week.

The broker allegedly swiped $1,035 from the bank by using a fee-rebate system to wrongfully move funds into his checking and savings accounts.

Banks and credit unions can test whether they want to get into the investment services business without bringing in advisers or partnering with a TPM.

The California credit union teamed up with Golden State Wealth Management to provide financial advisory services to its 28,000 members.

Thomas Dicker will oversee the firm's 38 U.S. wealth offices and will be responsible for driving growth.

The acquisition of the New York City-based firm is expected to boost People's United's assets under management to $8 billion.

Second-quarter revenue from trust and brokerage services sank 11% and 10%, respectively, from the same period last year.

Second-quarter revenue declined across trust, insurance and brokerage businesses, with trust services posting the sharpest fall.

The executive has added 15 new advisers this year and plans to add 15 more by the end of 2016, bringing the total broker force to 130.

The Birmingham, Ala.-based bank generated $103 million in second-quarter revenue from its brokerage, trust and insurance operations, up 6.2% year-over-year.

Second-quarter profits from wealth management and securities services jumped 56.3% to $100 million from $64 million a year ago.

Second-quarter revenue dipped 9.4% year-over-year, while profits plunged 22.5%.

For the first six months of 2016, the bank's global wealth management businesses generated $2.9 billion in revenue, flat from the same period last year.

The North Carolina credit union will look to CUSO to help it expand its investment services program, which has about $13.8 million in AUM.

The firm admitted to wrongdoing, saying the incomplete trading data was due to a computer coding error.

In their zeal to comply with the Labor Department's fiduciary rule, firms could find themselves in regulatory hot water for reverse churning.

Which banks are advisers moving to? Here are 15 who have switched recently to BNY Mellon, Northern Trust, U.S. Bank and Wilmington Trust from myriad financial institutions.

The 81-year-old widower also won an additional $12,000 for his elderly friend in a FINRA arbitration proceeding.

The executive will oversee the development and implementation of business strategies across the bank's wealth management units.

Banks are lining up behind Capital One to launch robo platforms even as they gird for an initial hit to their brokerage business.