Margarida Correia

The nation's seventh largest credit union moved its investment program to CUSO Financial Services drawn in part by its technology systems and accessibility.

A FINRA arbitration panel ordered BNP Paribas Securities to compensate the couple for the losses they suffered as a result of an unsuitable security the firm sold them.

The Wayne, N.J.-based bank chose Cetera Financial Institutions because it believed the firm could help the bank expand its service offerings into the mass-affluent market.

Steve Prostano, the former CEO of Silver Bridge Advisors, joined the bank's wealth management group to develop services for the ultra-wealthy.

The sale of the Milwaukee-based unit supports BMO's strategy to focus on the asset management business.

The bank's former head of branch banking and private banking now directs private wealth management, wealth planning, and trust and estate services as well as UnionBanc Investment Services and HighMark Capital Management.

Pablo Sanchez will lead the bank's U.S. retail banking and wealth management business and have oversight responsibility for the same business in Canada. He joined HSBC from J.P. Morgan Chase.

The firm's wealth advisory services group hired a senior regional wealth advisor to work with high-net-worth clients in the New York area.

SunTrust Bank's ultrahigh-net-worth affiliate hires managing director to expand its business in the western United States.

Which TPM firms posted the most fee-based business? Bank Investment Consultant ranks them here in ascending order.

The 150 to 200 basis points that banks charge are likely to drop below 100.

As advisors, women listen better; as clients, they want to be heard. On both counts, the time is now for women in the advisory industry.

Debra Ann Paton worked in the brokerage unit of First Tennessee Bank in Johnson City, Tenn. She was expelled for allegedly filing phony expense reports.

Eric Goodbar joined BNY Mellon Wealth Management as a managing director and will be responsible for ultrahigh-net-worth families throughout the Western region.

Third-party marketing firms are aiming to grow their businesses by building out investment programs with banks and credit unions they currently have as clients as well as finding new financial institutions to serve. Here are the firms with the most clients.

The three were expelled for stealing from their employer in different ways, including kiting checks and claiming to make ATM withdrawals they never really made.

Webster Private Bank hires regional executive to expand the private banking team in the Boston area.

TPMs have made technology a key priority as they look to help banks and credit unions—and their advisors—connect with clients who rarely visit local branches.

The TPM has hired two executives to oversee the recruitment of new banks and credit unions to its platform.

The San Diego-based credit union picked CUSO as its third-party broker dealer after a nine-year hiatus with a rival TPM firm.