Sean Allocca

Fulvio Urbinati’s book of business includes clients in Chile and Peru, the U.S. and France.

The regional broker-dealer posted record revenue for the eighth year in a row.

The ability for consumers to access and share data in one place could transform financial advice.

Investment advisors and broker dealers have different “relationship models” with clients, the chairman says.

How technology could continue to disrupt financial planning.

“If you’re not given an avenue to prove yourself, then effort and skill set will only go so far,” Shannon Saccocia says.

There's no reason that today's millennial-friendly microinvesting apps can't switch focus from spare change to real assets, industry executives warn.

The moves come as the employee-owned firm posted record revenues.

Former advisor Paul Marshall's prison term "will be little solace to the dozen victims who lost their life savings due to his greed and callous concern for their well-being,” the FBI says.

Clients thought they were investing in real estate developments that would be flipped for profit.