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UBS lost a two-decade veteran to rival Merrill Lynch.
July 24 -
A $1.6 million producer left J.P. Morgan to rejoin the Canadian bank's U.S. brokerage.
July 23 -
The wirehouse picked up three advisors from rivals Morgan Stanley and UBS.
July 21 -
Three recruits from the wirehouses join the hybrid RIA Washington Wealth.
July 21 -
A wealth manager with 39 years in the industry leaves the brokerage to join Noyes, a century-old wealth management firm and investment bank.
July 20 -
Even as a first step for clients seeking information on advisors, BrokerCheck is under scrutiny by advocacy groups.
July 16 -
Independent broker dealer Securities America picked up an independent RIA with $6.5 million in production from LPL.
July 14 -
LPL has brought six teams on board worth approximately $2.8 billion in combined client assets to its RIA platform since February.
July 14 -
The regional broker picked up a recruit from J.P. Morgan.
July 13 -
A five-member group leaves the wirehouse for the super regional's employee channel.
July 10 -
The bank looked to one of its own to replace the current wealth management and insurance division head.
July 7 -
A recruit who worked with $658 million in client assets moves between the wirehouses.
July 6 -
A trio of advisors leaves the wirehouse for the independent channel at Raymond James.
July 1 -
The wirehouse lured away a team that managed $750 million from Barclays, which recently announced a deal to sell its U.S. wealth management division to Stifel.
June 30 -
Two brothers working for Merrill Lynch, where they had overseen $620 million in client assets before making the move, join the rival wirehouse.
June 24 -
The bank's U.S. brokerage unit which focuses on ultrahigh-net-worth clients snags a new branch manager.
June 23 -
An advisor who oversaw $75 million in client assets left the wirehouse to join the super regional's independent channel.
June 17 -
The Bank of America unit for ultrahigh-net-worth clients hired a 20-year industry veteran to oversee a key team of advisors.
June 15 -
A group of independent financial advisors has moved to LPLs corporate RIA custodial platform.
June 12
